Compliance Officer Job at Russell Investments, Seattle, WA

UzhaQWo0ekt0c1BrN09DYzdrNFVwbXRmZHc9PQ==
  • Russell Investments
  • Seattle, WA

Job Description

Overview Business Unit:Compliance, Risk and Internal Audit Salary Range:$90,000 USD - $110,000 USD Specific compensation will be based on candidate’s experience, skills, qualifications,commercial considerations, and other job-related factors permitted by law. At RussellInvestments, salary is just one part of our compensation package. Our total rewardsapproach includes an annual performance bonus (subject to eligibility criteria) in addition toparticipation in our competitive benefits programs including healthcare, retirement, vacation,and wellbeing programs. Location: Seattle or NYC Responsibilities Assist in the pillars of an effective Compliance Program for the U.S. Advisers – policies and procedures, training, governance, testing and monitoring. Assist in regulatory filings and annual compliance reports. Participate in regulatory development assessments and implementation. Assist in the review, documentation and testing of policies and procedures under the various compliance programs. Assist in issue documentation and reporting under internal risk management controls. Build and maintain relationships within the compliance team as well as across the organization. These relationships will be key in establishing a foundation of trust and engagement. Qualifications Knowledge regarding investment adviser and asset management operations. A strong educational background including an undergraduate degree or relevant experience; requires at least 2 years of relevant experience working in legal, compliance, risk management, or operational risk related role. At least 2 years at a financial institution is preferred. Strong writing skills Strong interpersonal, oral, and written communication and collaboration skills with all levels of management Strong organizational skills including the ability to adapt to shifting priorities and meet frequent deadlines, Demonstrated proactive approach to problem-solving with strong judgment and decision-making capability. Highly resourceful and collaborative team player, with the ability to also be independently effective and exude initiative and a sense of urgency. Exemplifies our customer-focused, action-oriented, results-driven culture. Forward-looking thinker, who actively seeks opportunities, has a desire for continuous learning, and proposes solutions. Ability to act with discretion and maintain complete confidentiality. Dedicated to the firm’s values of non-negotiable integrity, valuing our people, exceeding client expectations, and embracing intellectual curiosity and rigor. This role is not eligible for employment-based immigration sponsorship. Applicants must be legally authorized to work in the United States without employer sponsorship, now or in the future. Equal Employment Opportunity Russell Investments is committed to providing equal employment opportunities for all associates and employment applicants regardless of race, religion, ancestry, creed, color, gender (including gender identity which refers to a person's actual or perceived sex, and includes self-image, appearance, behavior or expression, whether or not different from that traditionally associated with a person's biological sex), age, national origin, citizenship status, disability, medical condition, military status, veteran status, marital status, sexual orientation, past or present unemployment status , or any other characteristic protected by law. #J-18808-Ljbffr Russell Investments

Job Tags

Visa sponsorship, Shift work,

Similar Jobs

Trusted Resource Associates (TRA)

Local Contract Sterile Processing Technician - $43 per hour Job at Trusted Resource Associates (TRA)

 ...Trusted Resource Associates (TRA) is seeking a local contract Sterile Processing Technician for a local contract job in Delray Beach, Florida. Job Description & Requirements ~ Specialty: Sterile Processing Technician ~ Discipline: Allied Health Professional... 

Healthcare Services Group, Inc.

Food Service Director Job at Healthcare Services Group, Inc.

Overview: Role: Food Service Director / Dining Services Director / Dining Services Manager / Dining Account Manager / Dining Services Department Manager Pay Rate:$50,000 - $60,000 annually. Join Healthcare Services Group (HCSG) as a Food Service Director, leading... 

Hudson Services

Security Officer - Mattoon IL Job at Hudson Services

 ...Security Officer atHudson Services, a subsidiary of American Security & Investigations Hourly Rate: $18.00 Location: Mattoon, IL Schedules: Full Time: Mon &Wed 7am-3pm,Thurs & Fri3pm-11pm; must have valid drivers license and clean driving record Part... 

Mercy

Sports Physical Therapist (F/T Days Mercy Sports Medicine) Job at Mercy

 ...Job Description Physical Therapist - Athletic Trainer Mercy Sports Medicine Therapy 15945 Clayton Rd. Ballwin, MO 63011 Provide services regarding prevention, recognition, evaluation, immediate care and rehabilitation for all active individuals and... 

Carney, Sandoe & Associates

Spanish and Latin Teacher Job at Carney, Sandoe & Associates

 ...Scheduling and preparing students for oral and written examinations. Monitoring student's progress by writing up reports and grading assessments. Organizing feedback sessions with students and their parents if applicable. Providing suggestions for further learning...