Overview Business Unit:Compliance, Risk and Internal Audit Salary Range:$90,000 USD - $110,000 USD Specific compensation will be based on candidate’s experience, skills, qualifications,commercial considerations, and other job-related factors permitted by law. At RussellInvestments, salary is just one part of our compensation package. Our total rewardsapproach includes an annual performance bonus (subject to eligibility criteria) in addition toparticipation in our competitive benefits programs including healthcare, retirement, vacation,and wellbeing programs. Location: Seattle or NYC Responsibilities Assist in the pillars of an effective Compliance Program for the U.S. Advisers – policies and procedures, training, governance, testing and monitoring. Assist in regulatory filings and annual compliance reports. Participate in regulatory development assessments and implementation. Assist in the review, documentation and testing of policies and procedures under the various compliance programs. Assist in issue documentation and reporting under internal risk management controls. Build and maintain relationships within the compliance team as well as across the organization. These relationships will be key in establishing a foundation of trust and engagement. Qualifications Knowledge regarding investment adviser and asset management operations. A strong educational background including an undergraduate degree or relevant experience; requires at least 2 years of relevant experience working in legal, compliance, risk management, or operational risk related role. At least 2 years at a financial institution is preferred. Strong writing skills Strong interpersonal, oral, and written communication and collaboration skills with all levels of management Strong organizational skills including the ability to adapt to shifting priorities and meet frequent deadlines, Demonstrated proactive approach to problem-solving with strong judgment and decision-making capability. Highly resourceful and collaborative team player, with the ability to also be independently effective and exude initiative and a sense of urgency. Exemplifies our customer-focused, action-oriented, results-driven culture. Forward-looking thinker, who actively seeks opportunities, has a desire for continuous learning, and proposes solutions. Ability to act with discretion and maintain complete confidentiality. Dedicated to the firm’s values of non-negotiable integrity, valuing our people, exceeding client expectations, and embracing intellectual curiosity and rigor. This role is not eligible for employment-based immigration sponsorship. Applicants must be legally authorized to work in the United States without employer sponsorship, now or in the future. Equal Employment Opportunity Russell Investments is committed to providing equal employment opportunities for all associates and employment applicants regardless of race, religion, ancestry, creed, color, gender (including gender identity which refers to a person's actual or perceived sex, and includes self-image, appearance, behavior or expression, whether or not different from that traditionally associated with a person's biological sex), age, national origin, citizenship status, disability, medical condition, military status, veteran status, marital status, sexual orientation, past or present unemployment status , or any other characteristic protected by law. #J-18808-Ljbffr Russell Investments
...conditioning needs of homeowners and businesses in Upstate and Central New York. Isaac is one of the nation's largest privately held HVAC/R contractors and services over 35,000 clients a year. Creating an enjoyable experience met with anticipation results in an...
...and record-keeping in a centralized database. # e) Conducting systematic reviews of DHS-sponsored activities for compliance with Federal laws, regulations, and guidelines in accordance with applicable DHS directives, instructions, procedures, and other guidance. # f...
...ZCorum is seeking a dynamic, tech-savvy individual to join our sales team. This is an inside sales position in an exciting industry,... ...applications for customer engagement, including contact management software, word processing, spreadsheets and presentation software. Prior...
...Job Description Talent4Health is seeking a travel nurse RN Case Management for a travel nursing job in Jackson, Mississippi. Job... ...exemptions allowed; documentation required) Fingerprinting: Remote process: Allow 10 days In-person: Jackson or Grenada campus (...
...your professional career and grow at an Entry-Level opportunity ? Do you have experience... .... Promptly escalate all issues to management. Meet all client deliverables in accordance... ...talent solutions that drive desired business outcomes. We leverage decades of...